Compliance should be intrinsic to the day-to-day of your business. To ensure this deeply entrenched approach, we implement a full suite of compliance tools following a detailed assessment of your business and processes.
Monitoring – We conduct ongoing on and off-site reviews to assess the effectiveness and integration of compliance in your business.
Regulatory Interaction – We manage all your regulatory responses, including licence maintenance, reporting requirements and submissions.
Financial Health – FSP’s need to adhere to very specific financial soundness and liquidity requirements. Our in-house financial expert will evaluate your financial framework and guide you in aligning with regulatory requirements, including liaising with your accountant, auditor and the relevant regulator. This full suite service includes a remedial and recovery plan.
POPIA – We assist with a GAP analysis and guidance on the implementation of your compliance with the Protection of Personal Information Act.
FIC – In line with the Financial Intelligence Centre’s AML guidelines, we will help you to design and implement your RMCP.